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Personal

Account Opening Form (Individual)

2.4MB

Individual Tax Resident Self Certification Form (CRS-I (HK))

328.3KB

Certificate of Foreign Status of Beneficial Owner of US Withholding Tax (Form W-8BEN [Individual])

66.1KB

Guidelines for completing Form W-8BEN

718.0KB

Change of Personal Particulars Form

603.2KB

Risks of Structured Products Disclosure Statement

768.9KB

Company

Account Opening Form (Corporate)

2.2MB

Account Opening Form (Institutional Professional Investor)

1.8MB

Entity Tax Resident Self Certification Form (CRS-E (HK))

563.9KB

Controlling Person Tax Resident Self Certification Form (CRS-CP (HK))

413.1KB

Certificate of Foreign Status of Beneficial Owner of US Withholding Tax (Form W-8BEN-E [Company])

307.3KB

Certificate of Foreign Status of Beneficial Owner of US Withholding Tax (Form W-8IMY [Financial Institution])

278.4KB

FATCA Declaration Form

369.3KB

Client Agreement

3.3MB

Other

Acknowledgement of Consent under HKIDR, OTCR and FINI

455.1KB

Fund Withdrawal Form

661.7KB

Physical Scrips Deposit Form

583.2KB

Standard Form of Transfer (applicable to physical scrips deposit, two-sided printing is required)

694.4KB

Physical Scrips Withdrawal Form

652.6KB

HK Stock Transfer Instruction Form

743.5KB

US Stock Transfer Instruction Form

591.4KB

Account Re-Activation Form (Individual/ Joint Account)

2.0MB

Customer Profile Confirmation

1.1MB

Closure of Trading Account Form

601.8KB